Practice Areas
The activities provided by FINANCIAL CRIME AUDITORS SA include services directed to support the Financial intermediaries in verifying the correct fulfilment of the AML obligations:
Auditing & Risk Assessment
Due diligence on the current in-house AML fulfilment, though an in-deph analysis of the consistency among the organisational and operational measurements carried out by the Intermediaries to control the risk incurring in Money Laundering activities, even with the aid of special diagnostic software that interfaces with the company information systems.
Verify the risk level of its Customers, identifying Intermediaries's Customers having a higher risk, with complete analytical reports on their "anomalous" operations.
Advisory & Remote Assistance
Advice to the in-house audit function, supporting the function in adopting measures which are necessary to reach an adeguate governance of the risk, also through a remote assistance, with the use of specific software diagnostics.
For Intermediaries without a business function of internal auditing in the Anti-Money Laundering, has been prepared an annual service for the continuous supervision of the AML risk.
Education in house & E/learning
Education is customized to the features of the Intermediaries, both complete, directed to all personnel, and specialized, directed only to the professional figures having liability on this subject.
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FINANCIAL CRIME AUDITORS SA has activated a service for distance learning (e-learning) on Anti-Money Laundering matters, constantly updated with new regulations and customized to the operating characteristics of the Customer.
IT Solutions for AML (Italian market)
FINANCIAL CRIME AUDITORS SA has developed a Suite of specialized software applications in support of the corporate control in AML, which provides a full compliance to the most recent regulations (European Council Directive 2024/1640). The final goal of the AFC DIAGNOSTIC SQL SUITE is to oversee the entire management process of the A.U.I. (i.e. Archivio Unico Informatico), from the initial input (Accounting
System) to the final output (Bankit Reports).
For this reason, a new procedure "AML GEA ANALYSIS" has been developed
which aims to analyze the correct feeding of the A.U.I. by the Intermediary's
management system, thus completing the overall project.
I. AML GEA ANALYSIS - This Solution have the purpose of continuously
analyzing the correct feeding of the A.U.I. by the Accounting System in
order to highlight any omitted AUI registrations that cannot, of course,
be detected by the analysis of the A.U.I. itself (i.e.. AML DIANA Analysis),
a problem that can affect the monthly SARA flows sent to Bankit (i.e. AML
SARA Analysis) and to lead to negative findings in the event of an inspection
visit by the Supervisory Institute, in fact, cases detected, for both IT and
organizational reasons, of omitted registrations in A.U.I. are not uncommon.
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II. AML DIANA ANALYSIS - This Solution facilitates the
Intermediaries to detect (as allowed UIF-Diana) dysfunction, caused by
incorrectsetting of the power systems of the AUI, and behavioral abnormalities,
due to incorrect manual intervention of the operators.
III. AML SARA ANALYSIS - This Solution allows the processing
and analysis of data in the statistical flows SARA, sent monthly by the
Intermediaries the UIF, in order to verify that the data are statistically consistent
and analyze the presence of any anomalous data.
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